Tag: SEC
SEC charges Merrill Lynch and Harvest for ignoring client instructions
The U.S. Securities and Exchange Commission has taken action against Harvest Volatility Management and Merrill Lynch for violating…
Elon Musk threatened with SEC sanctions for failing to appear in court
Elon Musk Faces Regulatory Scrutiny for Skipping Testimony in Twitter Takeover Investigation Elon Musk, the CEO of X…